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AI Oversight for FS Leaders

A Practical Guide to AI Risk, Liability & Compliance

Created byJacob Turner
BeginnerUpdated Jan 22, 2026

What You'll Learn

  • check_circleExplain the UK regulatory framework governing AI in financial services, including FCA and government principles.
  • check_circleAssess legal and compliance risks arising from AI use, including data protection, model bias, and explainability.
  • check_circleApply Consumer Duty principles to AI-driven products, advice, and decision-making.
  • check_circleEvaluate the impact of the EU AI Act on UK-based firms providing goods or services into the EU.
  • check_circleImplement governance structures and accountability mechanisms that meet FCA expectations.
  • check_circleConduct AI risk assessments, audits, and ongoing monitoring aligned with UK and international standards.

About This Course

Artificial intelligence is reshaping UK financial services—bringing unprecedented efficiency, but also new regulatory, legal, and operational risks. As UK regulators intensify their focus on AI systems, firms must ensure robust governance, transparent models, effective oversight, and compliance with emerging domestic and international requirements.

This live and interactive webinar, led by Jacob Turner of Fountain Court Chambers—one of the UK’s leading experts in AI regulation—provides a clear breakdown of the regulatory landscape and practical steps for financial institutions deploying AI. You’ll explore FCA expectations, government AI principles, Consumer Duty implications, operational risk considerations, and how upcoming legal developments, including the EU AI Act, affect UK firms.

If your organisation uses or plans to use AI, this session will give you the legal, regulatory, and governance tools needed to manage risk with confidence.

 

Course Content

1 activity • 1 videos • duration: 1h 9m

  • videocamAI Oversight for FS Leaders
    Duration 69:19

Your Instructor

Jacob Turner

Barrister | Fountain Court Chambers

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Jacob is a leading AI lawyer who has acted in some of the world’s most significant AI-related cases, including as counsel for Dr Thaler in the UK Supreme court in Thaler v Comptroller-General of Patents (the ‘AI Inventor’ case), representing the claimants in Drivers v Uber and OLA Cabs (the ‘robo-firing’ case), and defending (successfully) the first company investigated by the UK data protection regulator for alleged AI bias. Jacob is currently advising the UK Government on its AI policy. Jacob is the author of ‘Robot Rules: Regulating Artificial Intelligence’ (Springer, 2018) and a contributing author to ‘The Law of Artificial Intelligence’ (Sweet & Maxwell, 2nd ed. 2024). He has been named by Chambers and Partners a ‘Global Leader in AI’, and by Legal 500 as ‘the leading barrister in the AI space’.

Credit Information

What Students Are Saying

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Frequently Asked Questions

We are a registered provider with 300+ associations and regulatory bodies worldwide. We operate across 27 global markets including Canada, the US, Australia, and the UK. Every course page clearly displays its specific accreditations. Upon completion, you receive a professional certificate that can be validated online. Our certificates include all necessary accreditation details, credit hours, and completion dates, and are formatted specifically to meet the submission requirements of most global regulatory bodies.

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